Corporate responsibility committees
Article Abstract:
The establishment and structure of ethics or corporate responsibility committees in the insurance industry is the subject of this article. Issues examined include committee responsibilities, composition, organization, and authority.
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 1999
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Supporting compliance personnel
Article Abstract:
The author discusses issues concerning compliance personnel and the compliance function, particularly in the financial services industry. Factors involved in instituting and maintaining a successful compliance program are included.
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 1999
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When bigger is not better
Article Abstract:
The author explores ethical implications for company growth, acquisitions, and mergers.
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 2001
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