Whistle-blowing in the financial services profession

Article Abstract:

The author discusses practical and ethical issues concerning whistle-blowing in the financial services industry, but the discussion would apply to other industries and private situations. Conditions which should be met for whistle-blowing to be an ethical and successful alternative include proper motivation, evidence, analysis, and channels.

Analysis, Whistle blowing, Whistleblowing

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Ethical leadership in insurance and financial services

Article Abstract:

The author discusses the issue of ethics in the insurance and financial services industries, as discussed at a meeting of chief executive officers held by the American College in Jan 2001.

Laws, regulations and rules, Insurance industry, Business ethics

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The gathering storm

Article Abstract:

Some financial service companies do not let their agents recommend other companies? products, even if the agent feels that this would be best for the client . Agents who find themselves working for such companies because of mergers or acquisitions often feel caught in an ethical quandary. If companies adopt an attitude that they exist to serve clients, this should help resolve the issue for agents.

Financial Services, Finance and Insurance, Public affairs, Ethics

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