OSC lays charges in trading scandal
Article Abstract:
Former executive of RBC Dominion Securities Inc., Andrew Rankin is facing 10 charges related to leaking information on company's development contracts to childhood friend, Daniel Duic. The Ontario Securities Commission (OSC) has accused Mr. Duic of tallying illegal gains of $1.9 million, including $6,00,000 in unrealized gains, by investing in companies ahead of takeover news.
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2004
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Duthie gets 20-year trading ban
Article Abstract:
Stephen Duthie, a former fixed-income trader at Toronto, Ont.-based Phoenix Research and Trading Co., has been given a 20-year trading ban for improperly accumulating $3.3 billion in U.S. Treasury notes. Mr. Duthie had been charged with the securities violations by the Ontario Securities Commission.
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2003
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Man mired in OSC probe can't recoup fees: judge
Article Abstract:
John Fraleigh will not recoup legal fees in his case against the Ontario Securities Commission.
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
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