Former Salomon bond trader indicted
Article Abstract:
Former Salomon Brothers government securities div head Paul Mozer on Jan 12, 1993, was indicted by a federal grand jury for illegally setting Treasury bond auctions in 1989. Mozer was terminated by Salomon in Aug 1991 when the company had first announced his division was being investigated.
Publication Name: Facts on File
Subject: Business, general
ISSN: 0014-6641
Year: 1993
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SEC sues former Salomon employees
Article Abstract:
The Securities and Exchange Commission on Dec 2, 1992, sued two former Salomon Brothers employees in connection with an investigation into the role of Salomon's management in the company's manipulation of US Treasury bond auctions.
Publication Name: Facts on File
Subject: Business, general
ISSN: 0014-6641
Year: 1992
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Salomon settles auction charges
Article Abstract:
The Securities and Exchange Commission fined Salomon Inc $290 million for submitting false bids at US Treasury auctions. The firm agreed to pay the fines to avoid criminal prosecution.
Publication Name: Facts on File
Subject: Business, general
ISSN: 0014-6641
Year: 1992
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