2 Fund Managers to Pay $80 Million Settlements
Article Abstract:
Mutual fund managers, Harold J. Baxter and Gary L. Pilgrim, of Pilgrim Baxter & Associates, will each pay $80 million to shareholders to settle complaints of improper trading practices. The high fines, as well as a lifetime ban from the securities industry reflect the severity of their misconduct.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
Financial management, Management dynamics, Management investment, open-end, Labor Distribution by Employer, Compromise and settlement, Company legal issue, Cases, Settlements (Law), Finance, Investigations, Discipline, Practice, Statistics, Mutual fund industry, United States. Securities and Exchange Commission, Company financing, Pilgrim, Baxter and Associates, Fines (Penalties), Mutual fund managers, Pilgrim, Gary L., Baxter, Harold J.
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
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Mortgage crisis: should the federal government impose stricter rules on the mortgage industry?
Article Abstract:
A debate highlighting contrasting opinions on whether the federal government should pass stricter anti-predatory lending laws to curb the mortgage industry is presented.
Publisher: Congressional Quarterly, Inc.
Publication Name: CQ Researcher
Subject: News, opinion and commentary
ISSN: 1056-2036
Year: 2007
Government regulation (cont), Government regulation, Mortgage Bankers, Real Estate Credit, Mortgage Bankers and Brokers, Mortgage Bankers & Brokers, Mortgage and Nonmortgage Loan Brokers, Laws, regulations and rules, Beliefs, opinions and attitudes, Mortgage banks, Predatory lending, Dodd, Christopher J., Price, Tom
Publication Name: CQ Researcher
Subject: News, opinion and commentary
ISSN: 1056-2036
Year: 2007
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Subjects list: United States
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