For Mutual Funds, First the Slap. Now Comes the Pinch
Article Abstract:
The mutual fund industry is facing pressure from many sides, as investigations into improper trading practices continue, companies are paying fines resulting from these investigations, new regulations are being put into place that will affect profits, and customers are frustrated with lower revenues and ethical improprieties.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
New York, Industry Overview, Economic aspects, Company legal issue, Cases, Investigations, Spitzer, Eliot
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
User Contributions:
Comment about this article or add new information about this topic:
When Funds Have to Show Their Hand
Article Abstract:
The Securities and Exchange Commission has ruled that mutual fund companies must disclose they vote their shares. This should mean more accountability to their investors.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
United States, Financial management, Interpretation and construction, Investor relations, Disclosure laws
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
User Contributions:
Comment about this article or add new information about this topic:
Subjects list: Laws, regulations and rules, Government regulation, Mutual fund industry, United States. Securities and Exchange Commission
Similar abstracts:
- Abstracts: At Putnam, The Buck Stays Put In a Pocket. Market Timing: A Longtime Practice Comes Under New Scrutiny
- Abstracts: As Uses Grow, Tiny Materials' Safety Is Hard to Pin Down. Federal Panel Consolidates Vioxx Suits. Lawyers Organizing for Mass Suits Over Vioxx
- Abstracts: BUSH SET TO LIFT TARIFFS ON STEEL. U.S. Court in New York Rejects Partial-Birth Abortion Ban
- Abstracts: It's Time to Hear What Bill Donaldson Wants the Big Board to Do. Cheap Seats Provide View Of Troubles At Exchange
- Abstracts: Rich Colleges Receiving Richest Share of U.S. Aid. A Windfall From a Student Loan Program. Legal Loophole Inflates Profits In Student Loans
This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.