OSC unveils litany of Yorkton accusations
Article Abstract:
Vancouver, BC-based Yorkton Securities Inc. has been accused of ineffectual compliance and other settlement violations by the Ontario Securities Commission. Yorkton Securities, which recently fired chief executive officer Scott Paterson, settled the case with OSC last week.
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
User Contributions:
Comment about this article or add new information about this topic:
OSC reiterates tough stand on disclosure
Article Abstract:
The article discusses how the Ontario Securities Commission (OSC) has forced Yorkton Securities Inc.'s clients Engineering.com Inc. and Book4Golf.com Corp. to reveal in recent prospectuses that Yorkton was being investigated for potential conflict of interest.
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
User Contributions:
Comment about this article or add new information about this topic:
OSC investigates Yorkton
Article Abstract:
The Ontario Securities Commission (OSC) is conducting a probe into Yorkton Securities Inc. The company is suspected of conflicts of interests in relation to its executives's involvement in underwriting securities issues.
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2000
User Contributions:
Comment about this article or add new information about this topic:
- Abstracts: OSC to try Felderhof with his own words. Felderhof failed to disclose: lawyer
- Abstracts: C.I. extends offer for Mackenzie. Mackenzie to advise delay on C.I. offer. Mackenzie poison pill gets hearing
- Abstracts: CP's O'Brien proves his skeptics wrong. National dream goes global. Ontario utility IPO is seen at setting a fee record
- Abstracts: Mackenzie to advise delay on C.I. offer. Power declared winner of fight for Mackenzie