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OSC prepared to deal with RT

Article Abstract:

Ontario Securities Commission director Charlie Macfarlane says he is willing to negotiate individual settlements with the RT Capital Management directors and employees who have been charged with stock manipulation.

Author: Blackwell, Richard, McNish, Jacquie

Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2000

Investment Banking and Securities Dealing, Investment Banking, Security brokers and dealers, Investment banks, Investigations, Macfarlane, Charlie

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OSC, Royal unit close to a deal

Article Abstract:

The case of stock price manipulationn by RT Capital Management Inc., the pension management arm of Royal Bank of Canada is close to being settled by the Ontario Securities Commission.

Author: Blackwell, Richard

Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2000

Commercial Banks, Commercial Banking, Banking industry, Securities fraud, Royal Bank of Canada, RY

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Subjects list: Canada, Cases, Pension funds, Ontario. Securities Commission, RT Capital Management Inc.

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