Tombstones: the Internet's impact upon SEC rules of engagement
Article Abstract:
The SEC's Enforcement Division has changed its securities fraud enforcement tactics to deal with developments such as the Internet. The Internet has opened up new means of securities fraud, such as setting up phony Web pages or spamming email programs. The SEC must track these down, plus false information regarding corporations and investments. Complaints and tips from the public provide many leads for the SEC to securities fraud via the Internet.
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1998
User Contributions:
Comment about this article or add new information about this topic:
SEC interpretive releases regarding use of Internet web sites to offer securities, solicit securities transactions or advertise investment services offshore (Securities Act release no. 33-7516) (March 23, 1998)
Article Abstract:
The SEC report on Internet use for offering securities and carrying out securities transactions, such as advertising securities investments outside the US, is presented.
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1998
User Contributions:
Comment about this article or add new information about this topic:
Internet related SEC litigation announcements
Article Abstract:
SEC announcements made via the Internet regarding litigation proceedings during 1997 and 1998 are presented.
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1998
User Contributions:
Comment about this article or add new information about this topic:
- Abstracts: Computers 101: the basics. Information management. Getting the job done: how to chip away at your priorities
- Abstracts: Federal evidence; looking at vital rules. Evidence; amendments. Evidence; proposed rules
- Abstracts: Securities regulation and the use of electronic media. SEC adopts amendments to stop regulation S abuses. SEC issues year 2000 interpretive release and staff legal bulletin no. 6 - the "Euro" Shearman & Sterling client letter
- Abstracts: Memorandum regarding the adoption of amendments to regulation S under the Securities Act of 1993. Memorandum from Cravath, Swaine & Moore regarding sales of convertible securities of U.S. reporting companies under regulation S (August 24, 1998); re: sales of convertible securities of U.S. reporting companies under regulation S